Financial Services Practice Group

No discovery organization is more adept at dealing with the complex needs and regulatory landscape of the financial services industry.

In a heavily regulated industry that generates a huge volume of communications, discovery can be a challenge. But we understand the terminology, appreciate the high sensitivity of communications and are well versed in hot-button topics. We have deep expertise in retail and institutional financial services, work regularly with the SEC, attorneys general, FINRA, NYSE and MSRB, and understand complex matters such as auction rate securities, mortgage-backed securities and collateralized debt obligations (CDOs).

We helped one financial services client facing myriad regulatory investigations achieve substantial cost savings and reduce production time.Source: Case Study: A Tailored Approach to Complex and Multiple Regulatory Matters

We have the foresight to think through not just the current project but also the future causes of action that could arise in financial matters—anticipating how document review might be different with private litigation versus regulatory litigation, how data might be reused and how methods of decision making can carry over into future matters—making us a partner for the long term.